Mathias RickCRD Number: 1051626
Current Firm: Msi Financial Services, Inc.
Mathias Rick (CRD# 1051626) is an Investment Advisor Representative working at Msi Financial Services, Inc. in Charlotte, NC and has over 35 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Metlife Securities||Charlotte, NC||Sep 2014 - Current||2|
|First Investors Advisory Services LLC||Charlotte, NC||Mar 2014 - Sep 2014||< 1|
|First Investors Corporation||Charlotte, NC||Apr 1982 - Sep 2014||32|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1982|
Total Assets Under Management13,804MILLIONS
Total Number of Accounts105,831ACCOUNTS
Average Account Value$130,432
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV