Benjamin Broome, financial advisor Chattanooga TN
90 score

Benjamin Broome

CRD Number: 5981405
Current Firm: Msi Financial Services, Inc.

Benjamin Broome (CRD# 5981405) is an Investment Advisor Representative working at Msi Financial Services, Inc. in Chattanooga, TN and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Metlife Securities Inc. Chattanooga, TN Jan 2015 - Current 1
New England Securities Inc. Brentwood, TN May 2013 - Current 3
Axa Advisors, LLC New York, NY Nov 2011 - May 2013 1
Unemployed Signal Mountain, TN Jun 2011 - Nov 2011 < 1
Full-time Student, Master's Program Chattanooga, TN Feb 2010 - May 2011 1
Nw Georgia Bank Chattanooga, TN Oct 2008 - Feb 2010 1
Amsouth Bank Chattanooga, TN May 2006 - Oct 2008 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2011
Contact Info for Benjamin L. Broome
Phone Number: 800-638-8378
Registered State(s):
  • TN
By the Numbers
  • Total Assets Under Management
    13,804
    MILLIONS
  • Total Number of Accounts
    105,831
    ACCOUNTS
  • Average Account Value
    $130,432
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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