Joseph RomanoCRD Number: 5400621
Current Firm: Td Ameritrade, Inc.
Joseph Romano (CRD# 5400621) is an Investment Advisor Representative working at Td Ameritrade, Inc. in Chesterfield, MO and has over 10 years of experience in the finance industry.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
Mml Investors Services, LLC
|Tdameritrade Inc.||Chesterfield, MO||Mar 2012 - Current||5|
|Scottrade, Inc.||St. Louis, MO||Jul 2008 - Mar 2012||3|
|Edward Jones||St Louis, MO||Aug 2007 - Apr 2008||< 1|
|World Omni Financial||Earth City, MO||Feb 2005 - Jul 2007||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2007|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV