Faizan Arby, financial advisor Chicago IL

Faizan Arby

CRD Number: 6815795
Current Firm: Northern Trust Securities, Inc.

Faizan Arby (CRD# 6815795) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Chicago, IL and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Northern Trust Bank Chicago, IL Mar 2023 - Current 1
Northern Trust Securities, Inc. Chicago, IL Mar 2023 - Current 1
Goldman Sachs & Company LLC Chicago, IL Jun 2017 - Mar 2023 5
Northern Trust Company Chicago, IL Feb 2014 - Jun 2017 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2018
S66 NASAA Uniform Combined State Law Examination Aug 2023
Contact Info for Faizan Arby
Phone Number: 312-557-2000
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    1,026
    MILLIONS
  • Total Number of Accounts
    2,110
    ACCOUNTS
  • Average Account Value
    $486,379
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, CO, CT, DC, FL, GA, HI, IA, IL, IN, LA, MA, MD, ME, MI, MN, MO, NC, NH, NJ, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, VT, WA, WI

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