Northern Trust Securities, Inc.

Northern Trust Securities, Inc. (CRD# 7927) is a financial advisory firm headquartered in Chicago, IL. They manage $37,390,440 in 109 accounts and serve the financial needs of clients across 5 states (or territories).

By the Numbers
  • Total Assets Under Management
    37
    MILLION
  • Total Number of Accounts
    109
    ACCOUNTS
  • Average Account Value
    $343,032
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, FL, IL, TX

Financial Advisors at Northern Trust Securities, Inc.
Showing 1 - 10 of 71 top financial advisors.
1
Adam J. Saltzman
CRD#: 4212391
62 Green Bay Road, Winnetka, IL 60093
101
Wealthminder
score

Adam Saltzman (CRD# 4212391) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Winnetka, IL and has over 16 years of experience in the finance industry. Adam Saltzman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Darren M. Anderson
CRD#: 3023278
801 South Canal, Chicago, IL 60607
96
Wealthminder
score

Darren Anderson (CRD# 3023278) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Chicago, IL and has over 17 years of experience in the finance industry. Darren Anderson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Daniel M. Johnson
CRD#: 5078819
50 S. Lasalle Street, Chicago, IL 60675
96
Wealthminder
score

Daniel Johnson (CRD# 5078819) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Chicago, IL and has over 10 years of experience in the finance industry. Daniel Johnson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
David E. Johnson
CRD#: 2708758
250 Royal Palm Way, Suite 300, Palm Beach, FL 33480
96
Wealthminder
score

David Johnson (CRD# 2708758) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Palm Beach, FL and has over 20 years of experience in the finance industry. David Johnson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Kevin A. Kaylakie
CRD#: 5154435
98 San Jacinto Blvd, Austin, TX 78701
96
Wealthminder
score

Kevin Kaylakie (CRD# 5154435) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Austin, TX and has over 10 years of experience in the finance industry. Kevin Kaylakie has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Maria Q. Niehus
CRD#: 4344134
50 South Lasalle Street, Chicago, IL 60603
96
Wealthminder
score

Maria Niehus (CRD# 4344134) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Chicago, IL and has over 15 years of experience in the finance industry. Maria Niehus has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Constance A. Snowden Capco
CRD#: 3136284
100 2nd Ave. South, Saint Petersburg, FL 33701
96
Wealthminder
score

Constance Snowden Capco (CRD# 3136284) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Saint Petersburg, FL and has over 18 years of experience in the finance industry. Constance Snowden Capco has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
John D. Vanveen
CRD#: 1315436
4001 Tamiami Trail North, Naples, FL 34103
96
Wealthminder
score

John Vanveen (CRD# 1315436) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Naples, FL and has over 29 years of experience in the finance industry. John Vanveen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Debra A. Brzoska
CRD#: 1315214
50 S. Lasalle Street, Chicago, IL 60675
93
Wealthminder
score

Debra Brzoska (CRD# 1315214) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Chicago, IL and has over 30 years of experience in the finance industry.

10
Ali N. Carmen
CRD#: 4169159
50 South Lasalle Street, Chicago, IL 60603
93
Wealthminder
score

Ali Carmen (CRD# 4169159) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Chicago, IL and has over 16 years of experience in the finance industry.

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