Northern Trust Securities, Inc.

Northern Trust Securities, Inc. (CRD# 7927) is a financial advisory firm headquartered in Chicago, IL. They manage $286,721,927 in 765 accounts and serve the financial needs of clients across 20 states (or territories).

By the Numbers
  • Total Assets Under Management
    287
    MILLION
  • Total Number of Accounts
    765
    ACCOUNTS
  • Average Account Value
    $374,800
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, CO, FL, GA, IL, IN, MA, MD, MI, MN, NC, NV, NY, PA, TN, TX, VA, WA, WI

Financial Advisors at Northern Trust Securities, Inc.
Showing 1 - 10 of 87 top financial advisors.
1
Darren M. Anderson
CRD#: 3023278
801 South Canal, Chicago, IL 60607
96
Wealthminder
score

Darren Anderson (CRD# 3023278) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Chicago, IL and has over 19 years of experience in the finance industry. Darren Anderson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Daniel M. Johnson
CRD#: 5078819
50 S. Lasalle Street, Chicago, IL 60675
96
Wealthminder
score

Daniel Johnson (CRD# 5078819) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Chicago, IL and has over 11 years of experience in the finance industry. Daniel Johnson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
David E. Johnson
CRD#: 2708758
250 Royal Palm Way, Suite 300, Palm Beach, FL 33480
96
Wealthminder
score

David Johnson (CRD# 2708758) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Palm Beach, FL and has over 22 years of experience in the finance industry. David Johnson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Kevin A. Kaylakie
CRD#: 5154435
98 San Jacinto Blvd, Austin, TX 78701
96
Wealthminder
score

Kevin Kaylakie (CRD# 5154435) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Austin, TX and has over 11 years of experience in the finance industry. Kevin Kaylakie has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Albert W. Kim
CRD#: 5346697
801 South Canal, Chicago, IL 60607
96
Wealthminder
score

Albert Kim (CRD# 5346697) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Chicago, IL and has over 6 years of experience in the finance industry. Albert Kim has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Constance A. Snowden Capco
CRD#: 3136284
100 2nd Ave. South, Saint Petersburg, FL 33701
96
Wealthminder
score

Constance Snowden Capco (CRD# 3136284) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Saint Petersburg, FL and has over 19 years of experience in the finance industry. Constance Snowden Capco has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
John D. Vanveen
CRD#: 1315436
4001 Tamiami Trail North, Naples, FL 34103
96
Wealthminder
score

John Vanveen (CRD# 1315436) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Naples, FL and has over 31 years of experience in the finance industry. John Vanveen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Tonya Andrello
CRD#: 5590570
1515 Ringling Boulevard, Sarasota, FL 34236
93
Wealthminder
score

Tonya Andrello (CRD# 5590570) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Sarasota, FL and has over 5 years of experience in the finance industry.

9
Joseph A. Angileri
CRD#: 4911178
One Oakbrook Terrace, Oakbrook Terrace, IL 60181
93
Wealthminder
score

Joseph Angileri (CRD# 4911178) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Oakbrook Terrace, IL and has over 3 years of experience in the finance industry. Joseph Angileri has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
Christopher D. Brunner
CRD#: 2389941
265 East Deerpath Road, Lake Forest, IL 60045
93
Wealthminder
score

Christopher Brunner (CRD# 2389941) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Lake Forest, IL and has over 24 years of experience in the finance industry.

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