John AbeCRD Number: 5690890
Current Firm: Nuveen Asset Management, LLC
John Abe (CRD# 5690890) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 9 years of experience in the finance industry.
Sequoia Wealth Management, LLC
Securities America Advisors, Inc.
Amplify Investments LLC
|Nuveen Investments||Chicago, IL||Dec 2013 - Current||8|
|Harbor Capital Advisors, Inc.||Chicago, IL||Mar 2012 - Nov 2013||1|
|Harbor Funds Distributors, Inc.||Chicago, IL||Mar 2012 - Nov 2013||1|
|Harbor Services Group, Inc.||Chicago, IL||Mar 2012 - Nov 2013||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 2013|
|S65||NASAA Investment Advisors Law Examination||Mar 2014|
Total Assets Under Management298,014MILLIONS
Total Number of Accounts69,685ACCOUNTS
Average Account Value$4,276,582
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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