Nuveen Asset Management, LLC

Nuveen Asset Management, LLC (CRD# 155584) is a financial advisory firm headquartered in Chicago, IL. They manage $298,013,616,737 in 69,685 accounts and serve the financial needs of clients across 53 states (or territories).

By the Numbers
  • Total Assets Under Management
    298,014
    MILLION
  • Total Number of Accounts
    69,685
    ACCOUNTS
  • Average Account Value
    $4,276,582
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Nuveen Asset Management, LLC
Showing 1 - 10 of 260 top financial advisors.
1
Andrew J. Abe
CRD#: 6076403
333 W. Wacker Drive, Chicago, IL 60606

Andrew Abe (CRD# 6076403) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 6 years of experience in the finance industry.

2
John W. Abe
CRD#: 5690890
333 West Wacker Drive, Chicago, IL 60606

John Abe (CRD# 5690890) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 9 years of experience in the finance industry.

3
Mark Aburano-Meister
CRD#: 5708876
333 West Wacker Drive, Chicago, IL 60606

Mark Aburano-Meister (CRD# 5708876) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 10 years of experience in the finance industry.

4
Keith T. Albertina
CRD#: 3049152
333 West Wacker Drive, Chicago, IL 60606

Keith Albertina (CRD# 3049152) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 24 years of experience in the finance industry.

5
Nicholas B. Albu
CRD#: 4626567
333 West Wacker Drive, Chicago, IL 60606

Nicholas Albu (CRD# 4626567) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 19 years of experience in the finance industry.

6
Eric T. Alexander
CRD#: 5237731
333 West Wacker Drive, Chicago, IL 60606

Eric Alexander (CRD# 5237731) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 15 years of experience in the finance industry.

7
John Androla
CRD#: 6547000
333 West Wacker Drive, Chicago, IL 60606

John Androla (CRD# 6547000) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 6 years of experience in the finance industry.

8
Vikrant N. Arya
CRD#: 5344075
333 West Wacker Drive, Chicago, IL 60606

Vikrant Arya (CRD# 5344075) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 12 years of experience in the finance industry.

9
Thomas J. Assicurato
CRD#: 2303866
333 West Wacker Drive, Chicago, IL 60606

Thomas Assicurato (CRD# 2303866) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 29 years of experience in the finance industry.

10
James R. Audas
CRD#: 3250537
333 West Wacker Drive, Chicago, IL 60606

James Audas (CRD# 3250537) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 21 years of experience in the finance industry. James Audas has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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