Nuveen Asset Management, LLC

Nuveen Asset Management, LLC (CRD# 155584) is a financial advisory firm headquartered in Chicago, IL. They manage $141,318,090,026 in 30,523 accounts and serve the financial needs of clients across 52 states (or territories).

By the Numbers
  • Total Assets Under Management
    141,318
    MILLION
  • Total Number of Accounts
    30,523
    ACCOUNTS
  • Average Account Value
    $4,629,889
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Financial Advisors at Nuveen Asset Management, LLC
Showing 1 - 10 of 263 top financial advisors.
1
Douglas M. Baker
CRD#: 3091279
333 West Wacker Drive, Chicago, IL 60606
96
Wealthminder
score

Douglas Baker (CRD# 3091279) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 19 years of experience in the finance industry.

2
Paul M. Blomgren
CRD#: 2551354
333 West Wacker Drive, Chicago, IL 60606
96
Wealthminder
score

Paul Blomgren (CRD# 2551354) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 13 years of experience in the finance industry.

3
James B. Bradford
CRD#: 2481073
Colleyville, TX
96
Wealthminder
score

James Bradford (CRD# 2481073) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Colleyville, TX and has over 23 years of experience in the finance industry.

4
Jeffrey D. Carlin
CRD#: 2684780
333 West Wacker Drive, Chicago, IL 60606
96
Wealthminder
score

Jeffrey Carlin (CRD# 2684780) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 18 years of experience in the finance industry.

5
Margo L. Cook
CRD#: 4719274
333 West Wacker Drive, Chicago, IL 60606
96
Wealthminder
score

Margo Cook (CRD# 4719274) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 9 years of experience in the finance industry.

6
Troy A. Longtine
CRD#: 4278006
333 West Wacker Drive, Chicago, IL 60606
96
Wealthminder
score

Troy Longtine (CRD# 4278006) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 16 years of experience in the finance industry. Troy Longtine has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Frederick R. McAuley
CRD#: 2997242
333 West Wacker Drive, Chicago, IL 60606
96
Wealthminder
score

Frederick McAuley (CRD# 2997242) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 19 years of experience in the finance industry. Frederick McAuley has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Gregory T. Mino
CRD#: 2406775
333 West Wacker Drive, Chicago, IL 60606
96
Wealthminder
score

Gregory Mino (CRD# 2406775) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 23 years of experience in the finance industry.

9
Adam J. Myers
CRD#: 5173215
333 West Wacker Drive, Chicago, IL 60606
96
Wealthminder
score

Adam Myers (CRD# 5173215) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 11 years of experience in the finance industry. Adam Myers has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
Tracy P. Stouffer
CRD#: 1037080
333 West Wacker Drive, Chicago, IL 60606
96
Wealthminder
score

Tracy Stouffer (CRD# 1037080) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 29 years of experience in the finance industry.

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