Nathan Helms, financial advisor Clearwater FL
96 score

Nathan Helms

CRD Number: 5362846
Current Firm: Ameriprise Financial Services, Inc.

Nathan Helms (CRD# 5362846) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Clearwater, FL and has over 9 years of experience in the finance industry. Nathan Helms has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Ameriprise Financial Services Inc. Clearwater, FL Feb 2014 - Current 2
Lpl Financial Tampa, FL Mar 2008 - Feb 2014 5
Ing Financial Partners, Inc. Des Moines, IA Jun 2007 - Mar 2008 < 1
Polk County School Board Winter Haven, FL Dec 2006 - Jun 2007 < 1
Gftc Home Mortgage Tampa, FL Nov 2006 - Dec 2006 < 1
Alechua County Gainesville, FL Jul 2006 - Dec 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2008
S65 NASAA Investment Advisors Law Examination Jul 2007
Contact Info for Nathan C. Helms
Phone Number: 612-671-3131
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    178,060
    MILLIONS
  • Total Number of Accounts
    1,085,445
    ACCOUNTS
  • Average Account Value
    $164,044
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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