Gaurika SoodCRD Number: 6658059
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Gaurika Sood (CRD# 6658059) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Columbia, MD and has over 5 years of experience in the finance industry.
David Wealth Management, LLC
Capital One Investing, Inc.
Equitable Advisors, LLC
|Bank Of America, N.a.||Hunt Valley, MD||Apr 2018 - Current||3|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Hunt Valley, MD||Feb 2018 - Current||3|
|T. Rowe Price Investment Services, Inc.||4515 Painters Mill Rd, Owings Mills, Md 21117, MD||May 2016 - Feb 2018||1|
|Bank Of America||Owen Brown Village Center, 7170 Cradlerock Way, Co, MD||Mar 2014 - May 2016||2|
|Towson University||8000 York Rd, Towson, Md 21252, MD||Aug 2013 - Dec 2015||2|
|Jmd Limos||Columbia, MD||Dec 2012 - Aug 2013||< 1|
|Howard Community College||10901 Little Patuxent Pkwy, Columbia, Md 21044, MD||Aug 2010 - Dec 2012||2|
|Red Robin Gourmet Burgers, Inc.||Columbia, MD||Feb 2012 - Mar 2012||< 1|
|Express, LLC||Columbia, MD||Oct 2011 - Feb 2012||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 2016|
|S66||NASAA Uniform Combined State Law Examination||Apr 2018|
Total Assets Under Management1,084,544MILLIONS
Total Number of Accounts2,605,171ACCOUNTS
Average Account Value$416,304
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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