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Thomas Ford, financial advisor Columbia Falls ME

Thomas Ford

CRD Number: 1613589
Current Firm: Lpl Financial LLC
Compensation Model: Both
Thomas Ford (CRD# 1613589) is an Investment Advisor Representative working at Lpl Financial LLC in Southbury, CT and has over 30 years of experience in the finance industry. Thomas Ford has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.
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Company Name Location Dates Years
Lpl Financial LLC Southbury, CT Nov 2012 - Current 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1987
S65 NASAA Investment Advisors Law Examination Oct 2003
Contact Info for Thomas L. Ford
1055 Lpl Way, Fort Mill, SC 29715
Phone Number: 704-733-3300
Firm Website: https://lplgovernmentrelations.com/sitepages/homepage.aspx
Registered State(s):
  • CT
  • ME
  • TX
Current Firm Details
Lpl Financial LLC
Firm's CRD Number: 6413
1055 Lpl Way, Fort Mill, SC 29715
By the Numbers
  • Total Assets Under Management
    463,475
    MILLIONS
  • Total Number of Accounts
    1,910,545
    ACCOUNTS
  • Average Account Value
    $242,588
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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