Marc Shepherd (CRD# 2749072) is an Investment Advisor Representative working at Principal Securities, Inc. in Concord, NC and has over 8 years of experience in the finance industry.
CRD# 5182920
Moore Investment Partners, LLC
CRD# 862387
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2867492
Defender Capital
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Optima Financial Services | Concord, NC | Apr 2020 - Current | 4 |
| Principal Life Insurance Company | Concord, NC | Jun 2019 - Current | 4 |
| Principal Securities Inc. | Concord, NC | Jun 2019 - Current | 4 |
| Union Financial, Inc. | Concord, NC | Sep 2021 - Nov 2023 | 2 |
| Mml Investors Services LLC | Charlotte, NC | Mar 2015 - Jun 2019 | 4 |
| Massachusetts Mutual Life Insurance Co | Charlotte, NC | Feb 2015 - Jun 2019 | 4 |
| Unemployed | Charlotte, NC | Sep 2014 - Feb 2015 | < 1 |
| Suntrust Bank | Charlotte, NC | May 2010 - Sep 2014 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 2015 |
| S65 | NASAA Investment Advisors Law Examination | Dec 2015 |
- NC
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Total Assets Under Management12,106MILLIONS
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Total Number of Accounts54,844ACCOUNTS
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Average Account Value$220,730
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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