James Knee, financial advisor Concord NH
83 score

James Knee

CRD Number: 1852920
Current Firm: Voya Financial Advisors, Inc.

James Knee (CRD# 1852920) is an Investment Advisor Representative working at Voya Financial Advisors, Inc. in Concord, NH and has over 28 years of experience in the finance industry.

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Company Name Location Dates Years
Voya Financial Advisors, Inc. Concord, NH Oct 2015 - Current 1
Ameriprise Financial Services Inc. Concord, NH Aug 2012 - Oct 2015 3
Investors Capital Corp. Lynnfield, MA Dec 2009 - Aug 2012 2
Sterling Financial Services, LLC Concord, NH Jan 2007 - Aug 2012 5
Sterling Financial Services, LLC Concord, NH May 2005 - Aug 2012 7
Cambridge Investment Research, Inc. Fairfield, IA Dec 2006 - Dec 2009 3
Cantella & Co Inc. Boston, MA Feb 2005 - Dec 2006 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1988
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for James E. Knee
Phone Number: 1-800-356-2906
Registered State(s):
  • NH
By the Numbers
  • Total Assets Under Management
    9,298
    MILLIONS
  • Total Number of Accounts
    59,441
    ACCOUNTS
  • Average Account Value
    $156,432
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
83

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