Desmond Bascombe (CRD# 6183702) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Coral Gables, FL and has over 7 years of experience in the finance industry. Desmond Bascombe has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1612984
Genesis Wealth Management, Inc.
CRD# 4563511
Efg Asset Management (americas) Corp.
CRD# 4396600
Mml Investors Services, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Charles Schwab And Company, Inc. | Fort Lauderdale, FL | Dec 2022 - Current | 1 |
Soloney, LLC | Miramar, FL | Aug 2016 - Current | 7 |
Td Ameritrade | Fort Lauderdale, FL | Feb 2020 - Dec 2022 | 2 |
Mml Investors Services | Ft. Lauderdale, FL | Jul 2018 - Feb 2020 | 1 |
Mass Mutual Life Insurance Company | Ft. Lauderdale, FL | May 2018 - Feb 2020 | 1 |
E*trade Securities LLC | Alpharetta, GA | Mar 2016 - Aug 2016 | < 1 |
E-trade Financial Corporation | Miramar, FL | Mar 2016 - Aug 2016 | < 1 |
Interactive Response Technologies | Miramar, FL | Apr 2008 - Mar 2016 | 7 |
Wts Proprietary Trading Group, LLC | New York, NY | Apr 2013 - Dec 2014 | 1 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Aug 2018 |
S63 | Uniform Securities State Law Examination | Jun 2016 |
- FL
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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