John Rosenfeld, financial advisor Coral Gables FL
96 score

John Rosenfeld

CRD Number: 1049317
Current Firm: Charles Schwab & Company, Inc.

John Rosenfeld (CRD# 1049317) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Coral Gables, FL and has over 8 years of experience in the finance industry. John Rosenfeld has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Charles Schwab & Company, Inc. Sarasota, FL Apr 2014 - Current 2
Charles Schwab Bank Sarasota, FL Apr 2014 - Current 2
Unemployed Clearwater, FL Aug 2013 - Apr 2014 < 1
Fidelity Investments Wilmington, DE Jun 2008 - Jul 2013 5
Tannenbaum & Aalok Cherry Hill, NJ Aug 2007 - Jun 2008 < 1
Franchise Growth Systems Mesa, AZ Jul 2006 - Jun 2007 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2008
S65 NASAA Investment Advisors Law Examination Jun 2009
Contact Info for John J. Rosenfeld
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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