Brock NoelCRD Number: 3121507
Current Firm: Advice And Planning Services
Brock Noel (CRD# 3121507) is an Investment Advisor Representative working at Advice And Planning Services in Coralville, IA and has over 18 years of experience in the finance industry.
Nations Financial Group, Inc.
Raymond James Financial Services Advisors, Inc.
|Tiaa||Coralville, IA||Jan 2004 - Current||13|
|Tiaa-cref Individual & Institutional Services, LLC||Coralville, IA||Jan 2004 - Current||13|
|Teachers Personal Investors Services, Inc.||Coralville, IA||Jan 2001 - Current||16|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1999|
|S65||NASAA Investment Advisors Law Examination||May 2007|
Total Assets Under Management16,792MILLIONS
Total Number of Accounts45,960ACCOUNTS
Average Account Value$365,356
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV