David Quaglia (CRD# 2525921) is an Investment Advisor Representative working at Mml Investors Services, LLC in Crown Point, IN and has over 12 years of experience in the finance industry.
CRD# 4320235
Edward Jones
CRD# 6691750
Ameriprise Financial Services, LLC
CRD# 4849315
Captrust
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Mml Investors Services LLC | Crown Point, IN | Jan 2023 - Current | 1 |
| Massmutual Life Insurance Co | Crown Point, IN | Sep 2022 - Current | 1 |
| Oneamerica Securities | Frankfort, IL | Sep 2019 - Sep 2022 | 3 |
| American United Life | Frankfort, IL | Mar 2019 - Sep 2022 | 3 |
| Insurance Broker | Frankfort, IL | Feb 2006 - Sep 2019 | 13 |
| The Prudential Insurance Company Of America | Frankfort, IL | Jun 2014 - Nov 2017 | 3 |
| Pruco Securities LLC | Frankfort, IL | Jun 2014 - Nov 2017 | 3 |
| Advantage 401k Solutions | Frankfort, IL | Sep 2013 - Jun 2014 | < 1 |
| Tymar Insurance And Financial Services | Frankfort, IL | Apr 2011 - Jun 2014 | 3 |
| Nylife Securities LLC | Schaumburg, IL | Jun 2007 - Jun 2014 | 7 |
| New York Life Insurance Company | Deerfield, IL | Feb 2007 - Jun 2014 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 2011 |
| S65 | NASAA Investment Advisors Law Examination | Jan 2024 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IN
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Total Assets Under Management72,828MILLIONS
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Total Number of Accounts351,645ACCOUNTS
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Average Account Value$207,106
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