Patricia LorisCRD Number: 4486597
Current Firm: Securities America Advisors, Inc.
Patricia Loris (CRD# 4486597) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Crystal Lake, IL and has over 15 years of experience in the finance industry. Patricia Loris has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Forum Financial Management, LP
Nfp Advisor Services, LLC
|Securities America Inc.||Crystal Lake, IL||Dec 2013 - Current||4|
|Securities America Advisors||Crystal Lake, IL||Dec 2013 - Current||4|
|Anu Financial Group||Hawthorn Woods, IL||Jul 2012 - Current||5|
|Lpl Financial||Libertyville, IL||Oct 2009 - Dec 2013||4|
|Gcg Ins Brokerage||Bannockburn, IL||Jul 2006 - Oct 2009||3|
|Gcg Financial||Bannockburn, IL||Nov 2005 - Oct 2009||3|
|Securian Financial Services, Inc.||St Paul, MN||Nov 2005 - Oct 2009||3|
|Minnesota Life Ins Co||St Paul, MN||Nov 2005 - Oct 2009||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Mar 2002|
Total Assets Under Management13,433MILLIONS
Total Number of Accounts92,356ACCOUNTS
Average Account Value$145,443
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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