Patricia Loris, financial advisor Crystal Lake IL
96 score

Patricia Loris

CRD Number: 4486597
Current Firm: Securities America Advisors, Inc.

Patricia Loris (CRD# 4486597) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Crystal Lake, IL and has over 14 years of experience in the finance industry. Patricia Loris has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Securities America Inc. Crystal Lake, IL Dec 2013 - Current 3
Securities America Advisors Crystal Lake, IL Dec 2013 - Current 3
Anu Financial Group Hawthorn Woods, IL Jul 2012 - Current 4
Lpl Financial Libertyville, IL Oct 2009 - Dec 2013 4
Gcg Ins Brokerage Bannockburn, IL Jul 2006 - Oct 2009 3
Gcg Financial Bannockburn, IL Nov 2005 - Oct 2009 3
Securian Financial Services, Inc. St Paul, MN Nov 2005 - Oct 2009 3
Minnesota Life Ins Co St Paul, MN Nov 2005 - Oct 2009 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2002
Contact Info for Patricia M. Loris
Phone Number: 402-399-9111
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    13,433
    MILLIONS
  • Total Number of Accounts
    92,356
    ACCOUNTS
  • Average Account Value
    $145,443
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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