Bang TranCRD Number: 5451168
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Bang Tran (CRD# 5451168) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Cupertino, CA and has over 8 years of experience in the finance industry.
Altos Investments, Inc.
Meyers Wealth Management
Skyoak Wealth Management, Inc.
|Bank Of America, N.a.||Cupertino, CA||Nov 2011 - Current||5|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Cupertino, CA||Aug 2011 - Current||5|
|Spectrum Athletic Club||Goleta, CA||Jun 2011 - Aug 2011||< 1|
|Unemployed||Santa Barbara, CA||Oct 2010 - Jun 2011||< 1|
|Jp Morgan Chase||Santa Barbara, CA||Mar 2009 - Oct 2010||1|
|Unemployed||Santa Barbara, CA||Feb 2009 - Mar 2009||< 1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Santa Barbara, CA||Jul 2008 - Feb 2009||< 1|
|Merrill Lynch/first Republic Bank||Santa Barbara, CA||Nov 2007 - Feb 2009||1|
|First Republic Bank||Santa Barbara, CA||Nov 2007 - Jul 2008||< 1|
|Washington Mutual||Camarillo, CA||Jul 2007 - Nov 2007||< 1|
|Washington Mutual||Santa Barbara/camarillo/bakesfield/goleta, CA||Jun 2001 - Nov 2007||6|
|Washington Mutual||Santa Barbara, CA||Jul 2005 - Jul 2007||2|
|University Of California At Santa Barbara||Santa Barbara, CA||Sep 2003 - Jun 2007||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2008|
Total Assets Under Management575,342MILLIONS
Total Number of Accounts1,715,259ACCOUNTS
Average Account Value$335,425
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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