Travis Moss, financial advisor Dallas TX
93 score

Travis Moss

CRD Number: 3115319
Current Firm: Stifel, Nicolaus & Company, Incorporated

Travis Moss (CRD# 3115319) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Dallas, TX and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Stifel Nicolaus & Co Inc. Dallas, TX Jan 2016 - Current < 1
Credit Suisse Securities (usa) LLC Dallas, TX Jan 2015 - Jan 2016 1
Jpmorgan Chase Bank, N.a. Dallas, TX Oct 2010 - Jan 2015 4
J.p Morgan Securities Inc. Dallas, TX Mar 2009 - Jan 2015 5
Citigroup Global Markets Inc. Dallas, TX Jul 2007 - Mar 2009 1
Nationsbanc Montgomery Securities LLC Kansas City, MO Jul 1998 - Jul 2007 9
Banc Of America Securities LLC Tulsa, OK Jul 1998 - Jul 2007 9
Bank Of America Tulsa, OK Jul 1998 - Jul 2007 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1998
S66 NASAA Uniform Combined State Law Examination Jul 2007
Contact Info for Travis P. Moss
Phone Number: 314-342-2000
Firm Website: http://www.stifel.com
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    38,401
    MILLIONS
  • Total Number of Accounts
    115,441
    ACCOUNTS
  • Average Account Value
    $332,650
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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