Justin Romero (CRD# 5972434) is an Investment Advisor Representative working at Principal Securities, Inc. in Davidson, NC and has over 10 years of experience in the finance industry.
CRD# 2867492
Defender Capital
CRD# 5753288
Morgan Stanley
CRD# 6172815
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Principal Life Insurance Company | Charlotte, NC | Nov 2023 - Current | < 1 |
| Principal Securities, Inc. | Charlotte, NC | Nov 2023 - Current | < 1 |
| Cypress Benefit Solutions | Davidson, NC | Nov 2019 - Current | 4 |
| Dixon Hughes Goodman | Charlotte, NC | Nov 2017 - Oct 2019 | 1 |
| Morgan Stanley | Charlotte, NC | Mar 2017 - Nov 2017 | < 1 |
| Morgan Stanley Private Bank, National Association | New York, NY | Mar 2017 - Nov 2017 | < 1 |
| Ernst & Young Capital Advisors, LLC | Charlotte, NC | Feb 2016 - Feb 2017 | 1 |
| Ernst & Young U.s. LLP | Charlotte, NC | Feb 2016 - Feb 2017 | 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte, NC | Oct 2013 - Feb 2016 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 2013 |
| S65 | NASAA Investment Advisors Law Examination | Apr 2017 |
| S66 | NASAA Uniform Combined State Law Examination | Jan 2024 |
- NC
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Total Assets Under Management12,106MILLIONS
-
Total Number of Accounts54,844ACCOUNTS
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Average Account Value$220,730
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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