Joncarlo Mark, financial advisor Davis CA
68 score

Joncarlo Mark

CRD Number: 6249625
Current Firm: Upwelling Capital Group LLC

Joncarlo Mark (CRD# 6249625) is an Investment Advisor Representative working at Upwelling Capital Group LLC in Davis, CA and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Bridge Capital Associates, Inc. Lilburn, GA Mar 2016 - Current < 1
Upwelling Capital Group LLC Davis, CA Apr 2011 - Current 5
California Public Employees Retirement System Sacramento, CA Jul 1999 - Apr 2011 11
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Oct 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Joncarlo R. Mark
Phone Number: 530-758-7888
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States


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