James Graves (CRD# 4245111) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Dawsonville, GA and has over 23 years of experience in the finance industry.
CRD# 1742325
Edward Jones
CRD# 3154271
Morgan Stanley
CRD# 4804085
Mml Investors Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Charles Schwab & Company, Inc. | Dawsonville, GA | Jul 2021 - Current | 2 |
| Unemployed | Norcross, GA | May 2020 - Jul 2021 | 1 |
| Primerica Financial Services | Duluth, GA | Nov 2019 - May 2020 | < 1 |
| Unemployed | Norcross, GA | Jul 2019 - Nov 2019 | < 1 |
| Robert Half Staffing | Alpharetta, GA | Apr 2019 - Jul 2019 | < 1 |
| Unemployed | Norcross, GA | Mar 2019 - Apr 2019 | < 1 |
| Sa Stone Investment Advisors Inc. | Birmingham, AL | Mar 2019 - Mar 2019 | < 1 |
| Unemployed | Norcross, GA | Mar 2018 - Mar 2019 | 1 |
| Td Ameritrade, Inc. | Omaha, NE | Feb 2018 - Mar 2018 | < 1 |
| Scottrade, Inc. | Alpharetta, GA | Jun 2008 - Mar 2018 | 9 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 2001 |
| S66 | NASAA Uniform Combined State Law Examination | Aug 2017 |
- GA
-
Total Assets Under Management0MILLIONS
-
Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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