Nicole Alexander-Duvall, financial advisor Dayton OH
58 score

Nicole Alexander-Duvall

CRD Number: 4587370
Current Firm: Key Investment Services LLC

Nicole Alexander-Duvall (CRD# 4587370) is an Investment Advisor Representative working at Key Investment Services LLC in Dayton, OH and has over 10 years of experience in the finance industry.

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Company Name Location Dates Years
Key Investment Services LLC Toledo, OH Jul 2015 - Current 1
Huntington Investment Company Toledo, OH Apr 2015 - Jun 2015 < 1
Fifth Third Securities Toledo, OH Feb 2011 - Mar 2015 4
Fifth Third Toledo, OH Feb 2010 - Feb 2011 1
Tresize Holding LLC Toledo, OH Jan 2009 - Feb 2010 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Sylvania, OH Sep 2006 - Jan 2009 2
Fifth Third Securities, Inc. Toledo, OH Oct 2005 - Sep 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2006
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Nicole L. Alexander-Duvall
Phone Number: (888) 547-2968
Firm Website: http://www.key.com
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    870
    MILLIONS
  • Total Number of Accounts
    5,830
    ACCOUNTS
  • Average Account Value
    $149,255
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AZ, CA, CO, CT, FL, GA, ID, IL, IN, KY, MA, MD, ME, MI, NC, NH, NJ, NV, NY, OH, OR, PA, SC, TN, TX, UT, VA, VT, WA

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BADGES
58

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