Tracy Applewhite (CRD# 2338659) is an Investment Advisor Representative working at Lpl Financial LLC in Deltaville, VA and has over 30 years of experience in the finance industry.
CRD# 2605269
Davenport & Company LLC
CRD# 5894579
Mwa Investments, LLC
CRD# 2312279
Davenport & Company LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Richmond, VA | Aug 2021 - Current | 2 |
| Wells Fargo Clearing Services, LLC | Richmond, VA | Nov 2016 - Aug 2021 | 4 |
| Wachovia Bank, N.a. | Richmond, VA | Jun 2002 - Aug 2021 | 19 |
| Wells Fargo Advisors LLC | Richmond, VA | May 2009 - Nov 2016 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 1993 |
| S65 | NASAA Investment Advisors Law Examination | Jan 1996 |
| S66 | NASAA Uniform Combined State Law Examination | Jan 2004 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- TX
- VA
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
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