Neil Schraffenberger, financial advisor Denver CO

Neil Schraffenberger

CRD Number: 6190504
Current Firm: Charles Schwab & Company, Inc.

Neil Schraffenberger (CRD# 6190504) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Denver, CO and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Charles Schwab & Company, Inc. Denver, CO Apr 2023 - Current 1
Charles Schwab Bank, Ssb Denver, CO Apr 2023 - Current 1
Syntegra Private Wealth Group LLC Chesterfield, MO Feb 2023 - Apr 2023 < 1
Securities America, Inc. Denver, CO May 2019 - Apr 2023 3
Securities America Advisors Denver, CO May 2019 - Apr 2023 3
Reiver's Bar/grill Denver, CO Mar 2018 - Mar 2023 5
Bank Of The West Lakewood, CO Aug 2018 - Oct 2018 < 1
Bancwest Investment Services, Inc. Lakewood, CO Aug 2018 - Oct 2018 < 1
Lakewood Country Club Lakewood, CO Nov 2017 - May 2018 < 1
Stanley's Pub Cincinnati, OH Jun 2017 - Sep 2017 < 1
Unemployed - Traveling Loveland, OH Sep 2016 - Jun 2017 < 1
Axa Advisors, LLC New York, NY Feb 2014 - Sep 2016 2
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Oct 2018
S63 Uniform Securities State Law Examination May 2014
Contact Info for Neil Schraffenberger
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • CO
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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