Ralph Nicosia (CRD# 2512126) is an Investment Advisor Representative working at Umb Financial Services, Inc. in Denver, CO and has over 29 years of experience in the finance industry. Ralph Nicosia has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5513725
Margin
CRD# 6280566
Motley Fool Wealth Management, LLC
CRD# 6818104
Winding Trail Financial Planning, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Umb Bank | Denver, CO | Aug 2023 - Current | < 1 |
Umb Financial Services Inc. | Denver, CO | Aug 2023 - Current | < 1 |
Umb Family Wealth | Denver, CO | Nov 2022 - Aug 2023 | < 1 |
Umb | Denver, CO | Oct 2015 - Nov 2022 | 7 |
Unemployed | Sarasota, FL | Jul 2015 - Oct 2015 | < 1 |
Bb&t Bank | Sarasota, FL | May 2015 - Jun 2015 | < 1 |
Bb&t Investment Services, Inc. | Sarasota, FL | May 2015 - Jun 2015 | < 1 |
Unemployed | Colorado Springs, CO | Mar 2015 - Apr 2015 | < 1 |
Wells Fargo Advisors LLC | Colorado Springs, CO | Jan 2011 - Mar 2015 | 4 |
Wells Fargo Bank | Colorado Springs, CO | May 2007 - Mar 2015 | 7 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Oct 1994 |
S65 | NASAA Investment Advisors Law Examination | Oct 1994 |
- AZ
- CO
- MO
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Total Assets Under Management1MILLIONS
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Total Number of Accounts1ACCOUNTS
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Average Account Value$730,778
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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