Robert Keller, financial advisor Denver NC
78 score

Robert Keller

CRD Number: 5982886
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Robert Keller (CRD# 5982886) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Denver, NC and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Charlotte, NC Dec 2012 - Current 4
Merrill Lynch, Pierce, Fenner And Smith Incorporated Charlotte, NC Jul 2012 - Current 4
Wells Fargo Advisors LLC Charlotte, NC Oct 2011 - Jul 2012 < 1
Wells Fargo Bank Na Charlotte, NC Aug 2010 - Jul 2012 1
Darden North Charleston, SC Jun 2007 - Jul 2010 3
Assurecor Charleston, SC Jul 2009 - Nov 2009 < 1
Unemployed Greenville, NC Mar 2007 - Jun 2007 < 1
United States Navy Lemoore, CA Jan 2005 - Mar 2007 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2012
S66 NASAA Uniform Combined State Law Examination Sep 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Robert S. Keller
Phone Number: 800-637-7455
Registered State(s):
  • NC
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
78

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