James Gomez (CRD# 6783703) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Buffalo, NY and has over 6 years of experience in the finance industry.
CRD# 1234546
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 4690465
Key Investment Services LLC
CRD# 1604730
Lytle Investments
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Hsbc Securities (usa) Inc. | Depew, NY | Dec 2020 - Current | 3 |
| Hsbc Bank Usa, N.a. | Depew, NY | Dec 2020 - Current | 3 |
| Hsbc Securities (usa) Inc. | Depew, NY | Aug 2018 - Dec 2020 | 2 |
| Hsbc Bank Usa, N.a. | Depew, NY | Aug 2018 - Dec 2020 | 2 |
| Hsbc Securities (usa) Inc. | Depew, NY | Jul 2017 - Aug 2018 | 1 |
| Hsbc Bank Usa, N.a. | Depew, NY | Jun 2016 - Aug 2018 | 2 |
| Panera Bread LLC | Lockport, NY | Oct 2014 - Jun 2016 | 1 |
| Rehabny | Amherst, NY | Feb 2012 - Jun 2016 | 4 |
| City Of Buffalo - Division Of Citizen Services | Buffalo, NY | Feb 2014 - May 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 2017 |
| S66 | NASAA Uniform Combined State Law Examination | Nov 2018 |
- AL
- AK
- DE
- DC
- GA
- IA
- KS
- LA
- ME
- MD
- MN
- MT
- NE
- NJ
- NM
- NY
- NC
- ND
- PR
- TX
- UT
- VA
- VI
-
Total Assets Under Management3,020MILLIONS
-
Total Number of Accounts12,387ACCOUNTS
-
Average Account Value$243,838
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.