Craig Spadafora (CRD# 3184320) is an Investment Advisor Representative working at Principal Securities, Inc. in Des Moines, IA and has over 24 years of experience in the finance industry.
CRD# 6104973
Black Mammoth LLC
CRD# 6935071
Thrivent Investment Management Inc.
CRD# 4343046
Osaic Wealth, Inc.
Company Name | Location | Dates | Years |
---|---|---|---|
Principal Life Insurance Company | Des Moines, IA | Jul 2019 - Current | 4 |
Principal Securities Inc. | Des Moines, IA | Jul 2019 - Current | 4 |
Royal Alliance Associates, Inc. | Jersey City, NJ | Nov 2018 - Jul 2019 | < 1 |
City Of Malden | Malden, MA | Jan 2003 - Jul 2019 | 16 |
Jhfn Sii | Boston, MA | Apr 2013 - Nov 2018 | 5 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Sep 1999 |
S66 | NASAA Uniform Combined State Law Examination | May 2012 |
- IA
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Total Assets Under Management12,106MILLIONS
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Total Number of Accounts54,844ACCOUNTS
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Average Account Value$220,730
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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