Barbara Paul (CRD# 1208121) is an Investment Advisor Representative working at Cornerstone Wealth Management, LLC in Des Peres, MO and has over 31 years of experience in the finance industry.
CRD# 1346311
Financial Planning Associates, Inc.
Score
107
CRD# 1018380
Cutter & Company, Inc.
Score
106
CRD# 6122862
Visionary Wealth Advisors, LLC
Score
105
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial, LLC | Des Peres, MO | Sep 2014 - Current | 3 |
| Cornerstone Wealth Management, LLC | Des Peres, MO | Sep 2014 - Current | 3 |
| Barbara Paul & Associates | Chesterfield, MO | May 2008 - Current | 9 |
| Spire Investment Partners | Reston, VA | May 2008 - Sep 2014 | 6 |
| Morgan Stanley & Company, Incorporated | Chesterfield, MO | Apr 2007 - May 2008 | 1 |
| Morgan Stanley Dw Inc. | Chesterfield, MO | Jul 2003 - Apr 2007 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 1985 |
| S65 | NASAA Investment Advisors Law Examination | Oct 1994 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.
Reported Disclosure Event:- Customer Dispute
- FL
- TX
- IL
- MO
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Total Assets Under Management876MILLIONS
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Total Number of Accounts5,625ACCOUNTS
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Average Account Value$155,708
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AR, AZ, CA, CO, FL, GA, IA, IL, IN, KS, KY, LA, MD, MI, MN, MO, MS, NC, NY, OH, OK, OR, PA, SC, TN, TX, VA, WA, WI
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