Carolyn BennettCRD Number: 1073277
Current Firm: Nbc Securities, Inc.
Carolyn Bennett (CRD# 1073277) is an Investment Advisor Representative working at Nbc Securities, Inc. in Dubuque, IA and has over 35 years of experience in the finance industry.
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Steele Capital Management, Inc.
Investments By Design, Inc.
|Nbc Securities, Inc.||Dubuque, IA||Jul 2015 - Current||2|
|Jhs Capital Advisors,inc||Tampa, FL||Jan 2011 - Jul 2015||4|
|Rbc Capital Markets Corporation||Dubuque, IA||Mar 2008 - Jan 2011||2|
|Dain Rauscher Incorporated||Dubuque, IA||Mar 1998 - Mar 2008||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1983|
|S66||NASAA Uniform Combined State Law Examination||Apr 2002|
Total Assets Under Management992MILLIONS
Total Number of Accounts3,202ACCOUNTS
Average Account Value$309,806
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV