Roger KlostermanCRD Number: 3058689
Current Firm: Ipi Wealth Management, Inc.
Roger Klosterman (CRD# 3058689) is an Investment Advisor Representative working at Ipi Wealth Management, Inc. in Dubuque, IA and has over 19 years of experience in the finance industry.
Voya Financial Advisors, Inc.
Steele Capital Management, Inc.
Investments By Design, Inc.
|Ipi Wealth Managemnt||Decatur, IL||Jul 2012 - Current||5|
|Investment Planners||Decatur, IL||Jun 2012 - Current||5|
|Roger Klosterman Pc Cpa||Dubuque, IA||Dec 1997 - Current||20|
|Ids Life Insurance Company||Cedar Falls, IA||May 1998 - Jul 2012||14|
|American Express Financial Advisors Inc.||Cedar Falls, IA||May 1998 - Jul 2012||14|
|Evanovich Blessing||Davenport, IA||Feb 2009 - Jun 2012||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1998|
Total Assets Under Management995MILLIONS
Total Number of Accounts4,853ACCOUNTS
Average Account Value$204,941
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AL, AR, AZ, CA, CO, CT, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, NE, NH, NJ, NM, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV