Roger Klosterman, financial advisor Dubuque IA
93 score

Roger Klosterman

CRD Number: 3058689
Current Firm: Ipi Wealth Management, Inc.

Roger Klosterman (CRD# 3058689) is an Investment Advisor Representative working at Ipi Wealth Management, Inc. in Dubuque, IA and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Ipi Wealth Managemnt Decatur, IL Jul 2012 - Current 4
Investment Planners Decatur, IL Jun 2012 - Current 4
Roger Klosterman Pc Cpa Dubuque, IA Dec 1997 - Current 19
Ids Life Insurance Company Cedar Falls, IA May 1998 - Jul 2012 14
American Express Financial Advisors Inc. Cedar Falls, IA May 1998 - Jul 2012 14
Evanovich Blessing Davenport, IA Feb 2009 - Jun 2012 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1998
Contact Info for Roger J. Klosterman
Phone Number: 217-425-6340
Registered State(s):
  • IA
By the Numbers
  • Total Assets Under Management
    995
    MILLIONS
  • Total Number of Accounts
    4,853
    ACCOUNTS
  • Average Account Value
    $204,941
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AL, AR, AZ, CA, CO, CT, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, NE, NH, NJ, NM, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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