Nicholas Clark (CRD# 6563309) is an Investment Advisor Representative working at Lpl Financial LLC in Duluth, MN and has over 7 years of experience in the finance industry.
CRD# 5369842
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 820126
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 1283578
Split Rock Private Trading And Wealth Management LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Lpl Financial LLC | Duluth, MN | Oct 2019 - Current | 4 |
Frandsen Bank And Trust | Duluth, MN | Oct 2019 - Current | 4 |
Anne Holy | Duluth, MN | Sep 2017 - Sep 2019 | 2 |
Various Insurance Carriers For W & R Insurance Agencies | Duluth, MN | Jan 2017 - Aug 2019 | 2 |
Waddell & Reed Inc. | Duluth, MN | Oct 2015 - Aug 2019 | 3 |
Biz To Biz Network Inc. | Whitefish, MT | Jun 2017 - Jun 2019 | 2 |
Duluth Chrysler Dodge Jeep And Ram | Hermantown, MN | Apr 2016 - Aug 2016 | < 1 |
Cloquet Ford Chrysler Center | Cloquet, MN | May 2011 - Apr 2016 | 4 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Sep 2016 |
- MN
- WI
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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