Mark Wickard (CRD# 1461822) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in East Lansing, MI and has over 37 years of experience in the finance industry.
CRD# 3201611
Cambridge Investment Research Advisors, Inc.
CRD# 5739197
Mml Investors Services, LLC
CRD# 2257195
Raymond James & Associates, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Oppenheimer & Company Inc. | East Lansing, MI | Jan 2017 - Current | 7 |
| Cantor Fitzgerald & Co | East Lansing, MI | Feb 2015 - Jan 2017 | 1 |
| Morgan Stanley Private Bank, National Association | New York, NY | Jan 2015 - Feb 2015 | < 1 |
| Morgan Stanley Smith Barney | E. Lansing, MI | Jun 2009 - Feb 2015 | 5 |
| Morgan Stanley & Company, Incorporated | E Lansing, MI | Oct 2007 - Feb 2015 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1986 |
| S65 | NASAA Investment Advisors Law Examination | May 2003 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- MI
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Total Assets Under Management27,451MILLIONS
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Total Number of Accounts34,493ACCOUNTS
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Average Account Value$795,850
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