Adam Tabak (CRD# 6220692) is an Investment Advisor Representative working at Lpl Financial LLC in Edinburg, TX and has over 5 years of experience in the finance industry. Adam Tabak has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2683325
Stifel, Nicolaus & Company, Incorporated
CRD# 4390781
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 3169753
Ubs Financial Services Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Edinburg, TX | Sep 2023 - Current | < 1 |
| Ameriprise Financial Services | Edinburgh, TX | Feb 2020 - Sep 2023 | 3 |
| Merrill Lynch, Pierce, Fenner, & Smith Incorporated | Mcallen, TX | Feb 2019 - Feb 2020 | 1 |
| Ameriprise Financial Services, Inc. | Edinburg, TX | Jun 2011 - Feb 2019 | 7 |
| St Edwards University | Austin, TX | Aug 2015 - May 2018 | 2 |
| Sunglass Hut Inc/ Luxocttica Group | Mcallen, TX | Jun 2016 - Jul 2016 | < 1 |
| Science Academy Of South Texas | Mercedes, TX | Aug 2011 - May 2015 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Aug 2018 |
- TX
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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