Mark Sanders, financial advisor El Dorado Hills CA
84 score

Mark Sanders

CRD Number: 1204652
Current Firm: Principal Securities, Inc.

Mark Sanders (CRD# 1204652) is an Investment Advisor Representative working at Principal Securities, Inc. in El Dorado Hills, CA and has over 24 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Sanders Financial Design & Insurance Solutions El Dorado Hills, CA Aug 2014 - Current 2
Principal Life Insurance Co El Dorado Hills, CA Jul 2009 - Current 7
Princor Financial Services Corp El Dorado Hills, CA Jul 2009 - Current 7
Sanders Financial & Insurance Services El Dorado Hills, CA Jan 2006 - Aug 2014 8
Intersecurities, Inc. Gold River, CA Jan 1993 - Jul 2009 16
Self Employed - Independent Carmichael, CA Nov 1980 - Nov 2006 26
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1992
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Mark Sanders
Phone Number: 888-774-6267
Firm Website: http://www.principal.com
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    1,622
    MILLIONS
  • Total Number of Accounts
    15,486
    ACCOUNTS
  • Average Account Value
    $104,766
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
84

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