James Richardson, financial advisor Elizabethton TN

James Richardson

CRD Number: 2082670
Current Firm: Lpl Financial LLC

James Richardson (CRD# 2082670) is an Investment Advisor Representative working at Lpl Financial LLC in Elizabethton, TN and has over 29 years of experience in the finance industry.

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Company Name Location Dates Years
Carter County Bank (bank Of Tn) Elizabethton, TN Feb 2015 - Current 4
Lpl Financial LLC Elizabethton, TN Feb 2015 - Current 4
Infinex Investments, Inc. Elizabethlton, TN Jun 2011 - Feb 2015 3
Carter County Bank Elizabethlton, TN Oct 1993 - Feb 2015 21
Uvest Investment Services Elizabethton, TN Oct 1993 - Jun 2011 17
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1990
S65 NASAA Investment Advisors Law Examination Dec 1999
Contact Info for James C. Richardson
Phone Number: 617-423-3644
Registered State(s):
  • TN
By the Numbers
  • Total Assets Under Management
    159,099
    MILLIONS
  • Total Number of Accounts
    786,525
    ACCOUNTS
  • Average Account Value
    $202,281
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
Clean Record
This advisor has a clean track record with regulators.

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