Carlos Rodriguez (CRD# 7675303) is an Investment Advisor Representative working at Principal Securities, Inc. in Elk Grove, CA and has 1 year of experience in the finance industry.
CRD# 2464546
Capital Planning Advisors LLC
CRD# 5156625
Dynamic Wealth Strategies, LLC
CRD# 2923073
Captrust
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Principal Securities Inc. | Elk Grove, CA | Jun 2023 - Current | < 1 |
| Principal Life Insurance Company | Elk Grove, CA | Jun 2023 - Current | < 1 |
| Marco Rodriguez | Elk Grove, CA | Jan 2023 - Feb 2024 | 1 |
| Exp Realty | Sacramento, CA | Mar 2022 - Dec 2022 | < 1 |
| Ca State Parks | Sacramento, CA | Jul 2021 - Feb 2022 | < 1 |
| Newport Group | Folsom, CA | Dec 2020 - Jun 2021 | < 1 |
| Unemployed | Sacramento, CA | Jan 2020 - Nov 2020 | < 1 |
| Ecc | Loch Sheldrake, NY | Jan 2019 - Dec 2019 | < 1 |
| Csus | Sacramento, CA | Jun 2013 - Dec 2018 | 5 |
| Gateway Nra | Sandy Hook, NJ | Apr 2018 - Aug 2018 | < 1 |
| Amf Land Park Lanes | Sacramento, CA | Nov 2017 - Apr 2018 | < 1 |
| Epicure Catering | Sacramento, CA | Aug 2015 - Oct 2017 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 2023 |
| S65 | NASAA Investment Advisors Law Examination | Mar 2024 |
- CA
-
Total Assets Under Management12,106MILLIONS
-
Total Number of Accounts54,844ACCOUNTS
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Average Account Value$220,730
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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