Jonathan Waters, financial advisor Elkridge MD
70 score

Jonathan Waters

CRD Number: 5291444
Current Firm: Msi Financial Services, Inc.

Jonathan Waters (CRD# 5291444) is an Investment Advisor Representative working at Msi Financial Services, Inc. in Elkridge, MD and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Metlife Securities Inc. Baltimore, MD Aug 2007 - Current 9
Unemployed Odenton, MD Mar 2007 - Aug 2007 < 1
First Investors Corp Greenbelt, MD Jan 2007 - Mar 2007 < 1
Don Pablos Laurel, MD Aug 2005 - Mar 2007 1
University Of Md College College Pk, MD Jan 2003 - Dec 2006 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Jonathan R. Waters
Phone Number: 800-638-8378
Registered State(s):
  • MD
By the Numbers
  • Total Assets Under Management
    13,804
    MILLIONS
  • Total Number of Accounts
    105,831
    ACCOUNTS
  • Average Account Value
    $130,432
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Jonathan Waters and other advisors.
BADGES
70

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