David Mathias (CRD# 6913165) is an Investment Advisor Representative working at Lpl Financial LLC in Encinitas, CA and has over 5 years of experience in the finance industry. David Mathias has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5769283
Paradigm Shift Financial, LLC
CRD# 2730478
Madison Avenue Securities, LLC
CRD# 5621865
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lifetime Financial Advisors | Encinitas, CA | Jun 2022 - Current | 1 |
| Lpl Financial, LLC | Encinitas, CA | Nov 2020 - Current | 3 |
| Lifetime Financial Advisors Inc. | Encinitas, CA | Feb 2021 - Jun 2022 | 1 |
| Lifetime Financial Advisors Inc. | Encinitas, CA | Jun 2020 - Feb 2021 | < 1 |
| Lpl Financial, LLC | Encinitas, CA | Oct 2019 - Oct 2020 | 1 |
| Lifetime Financial Advisors Inc. | Encinitas, CA | Oct 2019 - May 2020 | < 1 |
| Cuso Financial Services | San Diego, CA | Sep 2018 - Oct 2019 | 1 |
| Cuso Financial Services, LP | San Diego, CA | Feb 2018 - Oct 2019 | 1 |
| First Tech Federal Credit Union | Santa Rosa, CA | Sep 2014 - Dec 2017 | 3 |
| First Tech Federal Credit Union | Santa Rosa, CA | Feb 2015 - Sep 2015 | < 1 |
| First Tech Federal Credit Union | Santa Rosa, CA | Sep 2014 - Feb 2015 | < 1 |
| Quality Landscape Company | Potter Valley, CA | May 2009 - Aug 2014 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Sep 2018 |
- CA
- TX
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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