Guo Liu (CRD# 7558840) is an Investment Advisor Representative working at Stone Steps Financial, LLC in Encinitas, CA and has 1 year of experience in the finance industry. Guo Liu has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2730478
Madison Avenue Securities, LLC
CRD# 5621865
Lpl Financial LLC
CRD# 5084834
The Wealth Consulting Group
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Stone Steps Financial | Encinitas, CA | Feb 2022 - Current | 2 |
| Unemployed | Alhambra, CA | May 2021 - Jan 2022 | < 1 |
| Cornerstone Ondemand, Inc. | Santa Monica, CA | Feb 2011 - Apr 2021 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Jun 2022 |
- CA
- TX
-
Total Assets Under Management88MILLIONS
-
Total Number of Accounts84ACCOUNTS
-
Average Account Value$1,042,365
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
CA, TX
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