Stone Steps Financial, LLC

Stone Steps Financial, LLC (CRD# 175289) is a financial advisory firm headquartered in Encinitas, CA. They manage $87,558,692 in 84 accounts and serve the financial needs of clients across 2 states (or territories).

Current Firm Details
533 Second Street, Suite 207, Encinitas, CA 92024
https://twitter.com/scott_r_frank
By the Numbers
  • Total Assets Under Management
    88
    MILLION
  • Total Number of Accounts
    84
    ACCOUNTS
  • Average Account Value
    $1,042,365
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

CA, TX

Financial Advisors at Stone Steps Financial, LLC
Showing 1 - 3 of 3 top financial advisors.
1
Scott Frank, financial advisor Encinitas CA
Scott R. Frank
CRD#: 5408098
533 Second Street, Suite 207, Encinitas, CA 92024

Scott Frank (CRD# 5408098) is an Investment Advisor Representative working at Stone Steps Financial, LLC in Encinitas, CA and has over 16 years of experience in the finance industry.

2
Mary Brennan, financial advisor Encinitas CA
Mary E. Brennan
CRD#: 5716708
533 Second Street, Suite 207, Encinitas, CA 92024

Mary Brennan (CRD# 5716708) is an Investment Advisor Representative working at Stone Steps Financial, LLC in Encinitas, CA and has over 14 years of experience in the finance industry.

3
Guo Liu, financial advisor Encinitas CA
Guo W. Liu
CRD#: 7558840
533 Second Street, Suite 207, Encinitas, CA 92024

Guo Liu (CRD# 7558840) is an Investment Advisor Representative working at Stone Steps Financial, LLC in Encinitas, CA and has 1 year of experience in the finance industry.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

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