Joseph Kim, financial advisor Encino CA
89 score

Joseph Kim

CRD Number: 6008777
Current Firm: Charles Schwab & Company, Inc.

Joseph Kim (CRD# 6008777) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Encino, CA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Charles Schwab Bank Encino, CA Jun 2014 - Current 3
Charles Schwab & Company, Inc.q Encino, CA Oct 2012 - Current 5
Axa Advisors, LLC Scottsdale, AZ Jun 2012 - Sep 2012 < 1
Kabuki Restaurant Tempe, AZ Mar 2010 - Jun 2012 2
Bill's Shoe Hut Phoenix, AZ May 2008 - May 2010 2
Mido Sushi Chandler, AZ May 2009 - Mar 2010 < 1
Paradise Bakery Tempe, AZ Aug 2008 - Jan 2010 1
Mountain Ridge High School Glendale, AZ Aug 2006 - May 2008 1
Copperwood Elementary School Glendale, AZ Aug 2001 - Aug 2006 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2013
Contact Info for Joseph Y. Kim
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • CA
  • IL
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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