Kelly Francis (CRD# 5093659) is an Investment Advisor Representative working at Lpl Financial LLC in Ennis, TX and has over 18 years of experience in the finance industry.
CRD# 5787146
J.p. Morgan Securities LLC
CRD# 6431396
Advice And Planning Services
CRD# 6433800
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Ennis, TX | Jun 2015 - Current | 8 |
| Bbva Securities Inc. | Kaufman, TX | May 2013 - May 2015 | 2 |
| Bbva Wealth Solutions Inc. | Kaufman, TX | Dec 2012 - May 2015 | 2 |
| Bbva Compass Insurance Agency, Inc. | Austin, TX | Feb 2010 - May 2015 | 5 |
| Compass Bank | Birmingham, AL | Aug 2009 - May 2015 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 2006 |
| S65 | NASAA Investment Advisors Law Examination | Dec 2012 |
- TX
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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