Thomas Faber (CRD# 6333830) is an Investment Advisor Representative working at Independent Advisor Alliance, LLC in Erie, PA and has over 8 years of experience in the finance industry. Thomas Faber has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6679950
Hbks Wealth Advisors
CRD# 6100972
Hbks Wealth Advisors
CRD# 4843777
Hbks Wealth Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Charlotte, NC | Jan 2019 - Current | 5 |
| Independent Advisor Alliance | Charlotte, NC | Jan 2019 - Current | 5 |
| Ameriprise Financial Services, Inc. | Palmdale, CA | Apr 2017 - Dec 2018 | 1 |
| Ameriprise Financial Services, Inc. | Erie, PA | May 2015 - Apr 2017 | 1 |
| Penn State University | Erie, PA | Jun 2012 - May 2016 | 3 |
| Northwestern Mutual | Erie, PA | Apr 2014 - Apr 2015 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Nov 2015 |
- CA
- FL
- GA
- MI
- NC
- PA
- SC
- TX
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Total Assets Under Management12,827MILLIONS
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Total Number of Accounts52,309ACCOUNTS
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Average Account Value$245,214
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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