Independent Advisor Alliance, LLC

Independent Advisor Alliance, LLC (CRD# 168267) is a financial advisory firm headquartered in Charlotte, NC. They manage $2,742,876,761 in 13,070 accounts and serve the financial needs of clients across 45 states (or territories).

By the Numbers
  • Total Assets Under Management
    2,743
    MILLION
  • Total Number of Accounts
    13,070
    ACCOUNTS
  • Average Account Value
    $209,861
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, NE, NH, NJ, NM, NV, NY, OH, OR, PA, PR, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Independent Advisor Alliance, LLC
Showing 1 - 10 of 111 top financial advisors.
1
John A. Black
CRD#: 4630908
305 Oakland Avenue, Rock Hill, SC 29730
96
Wealthminder
score

John Black (CRD# 4630908) is an Investment Advisor Representative working at Independent Advisor Alliance, LLC in Rock Hill, SC and has over 15 years of experience in the finance industry.

2
Reggie L. Boan
CRD#: 4349170
7911 Broad River Rd, Ste 200, Irmo, SC 29063
96
Wealthminder
score

Reggie Boan (CRD# 4349170) is an Investment Advisor Representative working at Independent Advisor Alliance, LLC in Irmo, SC and has over 17 years of experience in the finance industry. Reggie Boan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Justin C. Bradford
CRD#: 4559280
10715 Sikes Place, Suite 100, Charlotte, NC 28277
96
Wealthminder
score

Justin Bradford (CRD# 4559280) is an Investment Advisor Representative working at Independent Advisor Alliance, LLC in Charlotte, NC and has over 15 years of experience in the finance industry. Justin Bradford has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
David G. Curry
CRD#: 4678823
4777 Sharon Road, Suite 540, Charlotte, NC 28210
96
Wealthminder
score

David Curry (CRD# 4678823) is an Investment Advisor Representative working at Independent Advisor Alliance, LLC in Charlotte, NC and has over 14 years of experience in the finance industry. David Curry has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Dolf Dunn
CRD#: 2928004
Fripp Island, SC
96
Wealthminder
score

Dolf Dunn (CRD# 2928004) is an Investment Advisor Representative working at Independent Advisor Alliance, LLC in Fripp Island, SC and has over 20 years of experience in the finance industry. Dolf Dunn has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Craig B. Faile
CRD#: 2842637
3440 Toringdon Way, Ste. 205, Charlotte, NC 28277
96
Wealthminder
score

Craig Faile (CRD# 2842637) is an Investment Advisor Representative working at Independent Advisor Alliance, LLC in Charlotte, NC and has over 20 years of experience in the finance industry. Craig Faile has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
John W. Harwood
CRD#: 3171926
1735 St Julian Place, Ste 101, Columbia, SC 29204
96
Wealthminder
score

John Harwood (CRD# 3171926) is an Investment Advisor Representative working at Independent Advisor Alliance, LLC in Columbia, SC and has over 19 years of experience in the finance industry. John Harwood has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Matthew G. Jelnicky
CRD#: 3238821
5970 Fairview Road, #124, Charlotte, NC 28210
96
Wealthminder
score

Matthew Jelnicky (CRD# 3238821) is an Investment Advisor Representative working at Independent Advisor Alliance, LLC in Charlotte, NC and has over 18 years of experience in the finance industry. Matthew Jelnicky has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Murat Kaptanoglu
CRD#: 2682240
1121 Situs Court, Suite 300, Raleigh, NC 27606
96
Wealthminder
score

Murat Kaptanoglu (CRD# 2682240) is an Investment Advisor Representative working at Independent Advisor Alliance, LLC in Raleigh, NC and has over 22 years of experience in the finance industry. Murat Kaptanoglu has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
Philip A. Lee
CRD#: 4697146
10715 Sikes Place, Suite 100, Charlotte, NC 28277
96
Wealthminder
score

Philip Lee (CRD# 4697146) is an Investment Advisor Representative working at Independent Advisor Alliance, LLC in Charlotte, NC and has over 13 years of experience in the finance industry. Philip Lee has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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