Ashley Smelser (CRD# 3254414) is an Investment Advisor Representative working at Sullivan Financial, LLC in Essex, CT and has over 24 years of experience in the finance industry.
CRD# 5089860
Lansdowne Wealth Management, LLC
CRD# 4579297
Upper Left Wealth Management, LLC
CRD# 5623606
Citizens Securities, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Sullivan Financial | Old Saybrook, CT | Feb 2023 - Current | 1 |
| Sullivan Financial, LLC | Essex, CT | Feb 2023 - Current | 1 |
| Lpl Financial | Old Saybrook, CT | Oct 2017 - Current | 6 |
| Delta Wealth Management | Old Saybrook, CT | May 2021 - Jan 2023 | 1 |
| Connecticut Wealth Management, LLC | Farmington, CT | Aug 2020 - May 2021 | < 1 |
| Connecticut Wealth Management | Farmington, CT | Aug 2020 - Apr 2021 | < 1 |
| Northstar Wealth Partners | Old Saybrook, CT | Jan 2017 - Aug 2020 | 3 |
| Northstar Wealth Partners | Old Saybrook, CT | Oct 2017 - Jul 2020 | 2 |
| Shore Publishing | Madison, CT | Jan 2017 - Oct 2017 | < 1 |
| Leap Media Solutions | Old Saybrook, CT | May 2016 - Jan 2017 | < 1 |
| Leap Media Solutions | Old Saybrook, CT | Apr 2016 - Jan 2017 | < 1 |
| Shoreline Perks | Old Saybrook, CT | Nov 2010 - Aug 2016 | 5 |
| Homemaker | Old Saybrook, CT | May 2015 - May 2016 | 1 |
| Shoreline Perks | Old Saybrook, CT | Feb 2012 - May 2015 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 1999 |
| S65 | NASAA Investment Advisors Law Examination | Dec 1999 |
| S66 | NASAA Uniform Combined State Law Examination | May 2022 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CT
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Total Assets Under Management104MILLIONS
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Total Number of Accounts275ACCOUNTS
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Average Account Value$377,459
- A percentage of assets under your management
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- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
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CT, FL, MA, NH, PA, TX
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