Rodrigo Esperon (CRD# 5992005) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Fairfield, CT and has over 12 years of experience in the finance industry.
CRD# 2726777
Springboard Asset Management LLC
CRD# 2708116
Park Avenue Securities LLC
CRD# 811927
Cetera Investment Advisers LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Charles Schwab & Company, Inc. | Fairfield, CT | Sep 2020 - Current | 3 |
| Charles Schwab Bank, Ssb | Fairfield, CT | Sep 2020 - Current | 3 |
| Td Ameritrade, Inc. | Manhattan, NY | Feb 2018 - Sep 2020 | 2 |
| Td Ameritrade Investment Management, LLC | Omaha, NE | Feb 2018 - Sep 2020 | 2 |
| Scottrade, Inc. | Jersey City, NJ | Jul 2016 - Sep 2020 | 4 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | White Plains, NY | Sep 2014 - Aug 2016 | 1 |
| Bank Of America, N.a. | White Plains, NY | Sep 2014 - Aug 2016 | 1 |
| Unemployed | New York, NY | May 2014 - Aug 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2011 |
| S65 | NASAA Investment Advisors Law Examination | Oct 2015 |
- CT
- OH
-
Total Assets Under Management0MILLIONS
-
Total Number of Accounts0ACCOUNTS
-
Average Account Value$0
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.