Julia Ham (CRD# 6017425) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Fairhope, AL and has over 4 years of experience in the finance industry.
CRD# 5798808
Eagle Strategies LLC
CRD# 1012439
Cadaret Grant & Co Inc.
CRD# 1420455
Kovack Advisors, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Bank Of America, N.a. | Fairhope, AL | Aug 2023 - Current | < 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fairhope, AL | Jul 2023 - Current | < 1 |
| Agia | Houston, TX | Dec 2022 - Jul 2023 | < 1 |
| Valic Financial Advisors, Inc. | Birmingham, AL | Mar 2020 - Jul 2023 | 3 |
| Purshe Kaplan Sterling Investments | Albany, NY | Jan 2020 - Mar 2020 | < 1 |
| Advocacy Financial | Covington, LA | Jan 2019 - Mar 2020 | 1 |
| Securities America, Inc. | Covington, LA | Jan 2019 - Dec 2019 | < 1 |
| Christwood Retirement Community | Covington, LA | Dec 2017 - Dec 2018 | 1 |
| Martin Wine Cellar | New Orleans, LA | Aug 2016 - Jan 2018 | 1 |
| The Producers Group/guardian Insurance | Metairie, LA | Dec 2016 - Dec 2017 | 1 |
| Pruco Securities, LLC | Metairie, LA | Jan 2012 - Nov 2016 | 4 |
| The Prudential Insurance Company Of America | Metairie, LA | Jan 2012 - Nov 2016 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | May 2020 |
| S63 | Uniform Securities State Law Examination | May 2020 |
- AL
- TX
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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