Brett Baker (CRD# 7142724) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Florence, AL and has over 3 years of experience in the finance industry.
CRD# 5083504
Edward Jones
CRD# 5286683
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 5170662
State Farm Investment Management Corp.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Bank Of America, N.a. | Florence, AL | Mar 2020 - Current | 4 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Florence, AL | Jun 2019 - Current | 4 |
| University Of North Alabama | Florence, AL | Aug 2015 - Dec 2019 | 4 |
| Tva Community Credit Union | Killen, AL | May 2017 - Jun 2019 | 2 |
| Unemployed | Sheffield, AL | Apr 2015 - Aug 2015 | < 1 |
| Sheffield High School | Sheffield, AL | Aug 2008 - Apr 2015 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jan 2021 |
- AL
- TX
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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